The pre-submission checklist for journal articles
A practical, area-by-area checklist for the final stage before submission, from author guidelines and declarations to reporting guidelines, ORCID, and the last read-through.
Manuscript Preparation7 min read7 official sources
In brief
- The target journal’s author guidelines are the controlling document; general checklists, including this one, only help you apply them.
- Declarations on ethics, consent, conflicts of interest, funding, data availability, and author contributions are standard at many journals and easiest to prepare early.
- If a reporting guideline such as CONSORT, STROBE, or PRISMA applies to your study, complete it and check that the manuscript reports every item.
- Check figures and tables for format, resolution, and permission to reuse any previously published material.
- Finish with a full read-through of the submission proof and confirm that every co-author has approved the final version.
Start with the journal’s author guidelines
Before you submit, check the manuscript against the target journal’s author guidelines, assemble the required declarations and files, and give the whole package a final read-through with your co-authors’ approval. Many delays at this stage are avoidable: a missing declaration, a figure in the wrong format, or an unfamiliar reference style can send a manuscript back to the authors before review even begins.
Author guidelines go by several names, including instructions for authors, guide for authors, and submission guidelines. Read them in full for your specific article type, not only the general section, and note whether the journal points to a style manual or to broader recommendations such as the ICMJE guidance on preparing a manuscript for submission (external link).
Author guidelines
- I have read the guidelines for my article type and saved a dated copy.
- The manuscript meets the word, abstract, figure, table, and reference limits.
- I know which files the journal wants: a single file, a separate title page, separate figures, or editable source files.
- I know whether review is single-anonymous or double-anonymous, and the manuscript is anonymized if required.
Manuscript structure and front matter
Check that the manuscript follows the structure the journal expects. Many empirical journals use an Introduction, Methods, Results, and Discussion format; others, especially in the humanities and parts of the social sciences, allow a more flexible structure. Section headings, numbering, and the placement of tables and figure legends should all follow the guidelines.
Title page
The title page usually carries the title, every author’s name and affiliation, and the corresponding author’s contact details. Depending on the journal, it may also need a running title, word count, keywords, funding information, and declarations. For double-anonymous review, it is normally uploaded as a separate file so reviewers do not see it.
Abstract and keywords
Confirm the abstract’s word limit and whether it must be structured under set headings. Make sure the numbers and conclusions in the abstract match the main text exactly. Choose keywords a reader would actually search for, and follow any instruction not to repeat words already in the title. Our guide to writing a clearer title and abstract covers this in more depth.
References
Check that every in-text citation appears in the reference list and every listed reference is cited, that one style is applied consistently, and that details such as author names, years, page ranges, and DOIs are accurate. Reference management software helps, but it does not catch errors in the underlying records.
Manuscript and front matter
- The structure and headings follow the journal’s requirements for this article type.
- The title page includes every element the journal requests.
- The abstract meets the word limit and format, and its numbers match the main text.
- Keywords are chosen for discoverability and follow the journal’s instructions.
- Every citation and reference matches, in one consistent style.
- Abbreviations are defined at first use and used consistently.
Figures, tables, and supplementary files
Journals specify accepted file formats, minimum resolution, color requirements, and font sizes for figures, and some require tables as editable text rather than images. Check that each figure and table is cited in the text in order, and that axis labels and legends are readable at the size they will appear.
If you reproduce or adapt a figure, table, or image published elsewhere, you may need permission from the rights holder, and you must credit the source. Depending on the license under which it was published, this can apply to your own earlier work too. Start permission requests early, because they can take time.
Figures, tables, and supplementary files
- Figures meet the journal’s format, resolution, and size requirements.
- Every figure and table is cited in the text, in numerical order.
- Permissions are in hand for any reproduced or adapted material, and sources are credited.
- Any image adjustments comply with the journal’s image-integrity policy.
- Supplementary files are labeled, cited in the main text, and supplied in accepted formats.
Declarations and statements
Many journals require a set of declarations, in the manuscript, in the submission system, or both. Prepare them early, because some depend on documents held by others, such as ethics approval letters or grant numbers.
- Ethics approval. Name the approving committee or board and, where applicable, the approval number. If approval was not required, explain why, using the journal’s preferred wording.
- Consent. State how informed consent was obtained, and whether consent for publication was obtained for any identifiable information or images.
- Conflicts of interest. Disclose financial and non-financial relationships that could be seen as relevant. Some journals use the ICMJE disclosure form (external link); others use their own.
- Funding. List funders and grant numbers, and describe any role the funder played in the work.
- Data availability. Say where the data can be accessed and under what conditions, or why they cannot be shared.
- Author contributions. Many journals ask for a contribution statement, often using the CRediT taxonomy (external link) of contributor roles. See our article on authorship, acknowledgments, and contributor roles.
- Use of AI tools. Check whether, and where, the journal requires you to disclose the use of AI tools in writing, analysis, or image preparation.
Declarations
- Ethics approval and consent statements are complete and match the approved protocol.
- Every author has disclosed relevant interests in the format the journal requests.
- Funding sources and grant numbers are accurate.
- The data availability statement reflects what can actually be shared.
- All authors have agreed on the author contribution statement.
- Any required disclosure of AI-tool use is included.
Reporting guidelines
Reporting guidelines set out the minimum information readers need to understand and evaluate a particular type of study. The EQUATOR Network (external link) maintains a searchable library of them for health research, including CONSORT for randomized trials, STROBE for observational studies, PRISMA for systematic reviews, and ARRIVE for animal research. Many journals in these areas ask for a completed checklist at submission, sometimes with page or line numbers showing where each item is reported.
Outside health research, formal reporting guidelines are less common, but many fields have their own expectations for reporting qualitative methods, statistical results, software, or data. Check the author guidelines and recent articles in the journal.
Reporting guidelines
- I have checked whether a reporting guideline applies to my study design.
- The completed checklist points to the correct locations in the final manuscript.
- Registration numbers, such as trial or review protocol registrations, are included where required.
Cover letter and submission details
A cover letter introduces the manuscript to the editor. Keep it brief: give the title and article type, explain in a few sentences what the paper contributes and why it suits the journal’s readers, and include any statements the journal requires, such as confirmation that the manuscript is not under consideration elsewhere.
Author details and ORCID
Check every author’s name, affiliation, and email address, and agree on who will be the corresponding author. Many journals request or require an ORCID iD (external link), a free, persistent identifier that distinguishes researchers with similar names and connects them to their work.
Suggested and excluded reviewers
If the journal invites suggestions, propose reviewers with relevant expertise and no conflict of interest, which usually rules out recent collaborators, colleagues at your institution, and close associates. Give accurate institutional contact details. Editors decide whether to use any suggestion. If the journal lets you ask for someone to be excluded, keep the request short and give a professional reason.
Preprints and prior posting
If you have posted or plan to post a preprint, check the journal’s policy first. The ICMJE recommendations on overlapping publications (external link) ask authors to tell the journal about a preprint and provide a link to it. Open policy finder (external link) summarizes many publishers’ policies on sharing different versions of an article.
Cover letter and submission details
- The cover letter names the right journal and editor, with the correct title and article type.
- All authors’ names, affiliations, and email addresses are correct, and ORCID iDs are linked where requested.
- Any suggested reviewers have no conflicts of interest and are listed with accurate contact details.
- Any preprint is disclosed and linked, and the journal’s policy permits it.
- The manuscript is not under consideration at any other journal.
The final read-through
When everything else is done, read the complete submission as the editor will see it. If the submission system generates a PDF proof, check it carefully: file conversion can drop special characters, misplace figures, or reveal tracked changes and comments that should have been removed.
Final read-through
- The submission proof displays correctly, with all figures, tables, and special characters.
- No tracked changes, comments, or hidden text remain in the files.
- Numbers, terms, and abbreviations are consistent across the abstract, text, tables, and figures.
- All co-authors have read and approved the final version and agreed to its submission.
A checklist cannot judge whether the research is sound or the argument persuasive; that remains with you and, after submission, with the editor and reviewers. What it can do is make sure nothing distracts from the work itself when an editor opens your manuscript. If you need help preparing files to a journal’s specifications, Revise and Resubmit offers journal formatting and submission preparation.
Sources and further reading
- [1]International Committee of Medical Journal Editors (ICMJE). Preparing a Manuscript for Submission to a Medical Journal (external link)Section-by-section guidance on title pages, abstracts, references, tables, and figures.
- [2]EQUATOR Network. EQUATOR Network reporting guidelines (external link)Searchable library of reporting guidelines for health research.
- [3]International Committee of Medical Journal Editors (ICMJE). ICMJE Disclosure of Interest form (external link)Standard form many journals use for conflict-of-interest disclosures.
- [4]NISO. CRediT – Contributor Roles Taxonomy (external link)The 14 standard roles used in many author contribution statements.
- [5]ORCID. What is ORCID? (external link)Explains the free, persistent identifier for researchers.
- [6]International Committee of Medical Journal Editors (ICMJE). Overlapping Publications (external link)Covers duplicate submission and disclosure of preprints.
- [7]Jisc. Open policy finder (external link)Successor to Sherpa Romeo; summarizes publisher policies on sharing article versions.
Policies, fees, and indexing change. Check the official source, and your target journal’s current instructions, before relying on any detail. This guide is general editorial information, not legal or publisher-specific advice.
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